4+ day, 3+ hour ago   (916+ words) Next week’s vote on the CLARITY Act has become more difficult as some senators have expressed reservations about the legislation (and uncertainty about its chances). A week before a procedural U.S. Senate vote on crypto regulation, compliance professionals and consumer…...

5+ day, 22+ hour ago   (495+ words) Caroline Crenshaw departed the agency earlier this year, leaving the SEC with just three members. That number will shrink to two when Hester Peirce departs. Caroline Crenshaw, a former commissioner with the Securities and Exchange Commission, is joining the law…...

6+ day, 32+ min ago   (489+ words) Some investors are letting AI agents do their investing, but skeptics worry about the risks. State Street and UC Investments have launched an “endowment inspired” ETF. These are among the investment must reads for financial advisors this week. He’s Letting…...

1+ week, 2+ day ago   (31+ words) Helping Clients Align Wealth With Goals, Legacy and Life Transitions Wealth Management Sights, sounds and insights from industry events and more. Helping Clients Align Wealth With Goals, Legacy and Life Transitions...

1+ week, 2+ day ago   (693+ words) An organization of investors' attorneys supports the regulation, arguing it could address the continued issue of unpaid arbitration awards. Currently, Oregon and Oklahoma are the only two other states requiring RIAs to carry at least $1 million in “errors and omissions…...

2+ week, 5+ day ago   (304+ words) On Aug. 14, the Office of the Comptroller of the Currency (OCC) granted conditional approval for World Liberty Financial International (WLFI) to become a nationally chartered digital asset trust bank. Moving Towards a New Reality But … What’s a Digital Asset Trust…...

2+ week, 5+ day ago   (495+ words) Jason Wenk’s would-be giant-killer custodian Altruist goes institutional with sale to investor and board member Vanguard. Altruist, the tech-based custodian founded and run by Jason Wenk, has entered into an agreement to be acquired by financial services and investment giant…...

2+ week, 5+ day ago   (928+ words) Fidelity Investments found that the total deal count dropped in the first half of 2026, but acquired assets grew to $342.9 billion as bigger players sold. Registered investment advisor buyers were more selective in their purchases in the first half of 2026, but…...

2+ week, 6+ day ago   (715+ words) (Bloomberg) -- Bitcoin was once conceived as a way to escape the financial system. Increasingly, some of its biggest holders are choosing to move deeper inside it. Wall Street is making it cheaper and easier for investors to swap large crypto…...

3+ week, 3+ day ago   (984+ words) Also, $800 million Steven Capital acquires a CPA firm with 300 tax clients; Wealth Enhancement acquires two firms with a combined $854 million in assets; and Maridea and Janney expand in Chicago. NewEdge Wealth, the ultra-high-net-worth division of NewEdge Capital Group, has opened…...